Business, 06.01.2020 23:31 shadow6728g
All of the following statements pertaining to investment advisers (ias) possessing the funds of clients are true except: [a] possession of funds by a custodian that meets certain qualifications is acceptable.[b] at least annually, clients must receive a statement which includes details related to the funds possessed by the firm.[c] accounts that contain the funds of clients must be specific to that purpose.[d] immediate notification must be given to the client as to where the firm will maintain the client funds.
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